Country or Region: Australia
Industry: Capital Markets and Securities Industry
Customer Profile: Headquartered in Sydney, the Australian Securities Exchange Group is one of the world’s top 10 listed exchange groups measured by market capitalization.
Business Situation: ASX depended on a primarily manual process for its participant companies to submit compliance assessments.
Solution: The ASX deployed Compliance Experts’ web-based compliance solution Compliance Checkpoint to manage compliance assessments from participant companies.
- Improved efficiency
- Streamlined Workflow and Improved Visibility
- Improved Flexibility
“Developed using Microsoft .NET and SQL Server technology, Compliance Experts’ solutions offers an end to end and last mile approach to compliance.”
“This initiative is about laying the foundation for state of the art, next generation risk management capabilities for our market participants.”
FOR MORE INFORMATION
For more information about Compliance Experts products and services, call +61 3 9545 1452 or visit the Web site at: www.complianceexperts.com
For more information about the Australian Securities Exchange Group, visit the website at: www.asx.com.au
Compliance Experts is an Australian-based audit consultancy and software development house, specializing in compliance management solutions.
Complementing their world-class audit services, Compliance Experts’ software products enable any type of audit, assessment or survey to be set up and conducted on-screen and, if required, via the Web, with users having complete control over audit structure, formation, security and content.